N-23C-2: Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
Published on August 1, 2018
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2
UNDER THE INVESTMENT COMPANY ACT OF 1940
File No. 814-00733
Triangle Capital Corporation
(Name of Registrant)
3700 Glenwood Avenue, Suite 530
Raleigh, North Carolina 27612
(Address of Principal Executive Office)
The undersigned here notifies the Securities and Exchange Commission (the “Commission”) that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.
(1) Title of the class of securities of Triangle Capital Corporation (the “Company”) to be redeemed:
6.375% Notes due 2022 (CUSIP No. 895848 406; NYSE: TCCB) (the “Notes”).
(2) Date on which the securities are to be redeemed:
The Notes will be redeemed on August 30, 2018 (the “Redemption Date”).
(3) Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:
The Notes are to be redeemed pursuant to (i) Section 11.04 of the Company’s base indenture governing the Notes, dated as of March 2, 2012 (the “Base Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee, and (ii) Section 1.01(h) of the Third Supplemental Indenture, dated as of February 6, 2015, between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Third Supplemental Indenture”).
(4) The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:
The Company will redeem all of the outstanding Notes ($86,250,000 aggregate principal amount) pursuant to the terms of the Base Indenture and the Third Supplemental Indenture.
SIGNATURES
Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 31st day of July, 2018.
Triangle Capital Corporation |
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Date: July 31, 2018 |
By: |
/s/ E. Ashton Poole |
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E. Ashton Poole |
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Chief Executive Officer |