8-K: Current report filing
Published on November 4, 2009
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 4, 2009 (November 4, 2009)
Triangle Capital Corporation
(Exact name of registrant as specified in its charter)
Maryland | 001-33130 | 06-1798488 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
3700 Glenwood Avenue, Suite 530, Raleigh, North Carolina | 27612 | |
(Address of principal executive offices) | (Zip Code) |
(919) 719-4770
Registrants telephone number, including area code:
Registrants telephone number, including area code:
Not Applicable
(Former name or former address, if changed since last report.)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2 below):
o Written Communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
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EX - 99.1 |
Item 2.02 Results of Operations and Financial Condition.
On November 4, 2009, Triangle Capital Corporation (the Company) issued a press release
announcing its financial results for the quarter ended September 30, 2009. A copy of the press
release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein
by reference.
The information in these Items 2.02 and 7.01 of Form 8-K, and Exhibit 99.1 attached hereto,
are being furnished by the Company in satisfaction of the public disclosure requirements of
Regulation FD and Item 2.02 of Form 8-K, insofar as they disclose historical information regarding
the Companys results of operations or financial condition as of and for the quarter ended
September 30, 2009.
In accordance with General Instructions B.2 and B.6 of Form 8-K, the information included in
these Items 2.02 and 7.01, and Exhibit 99.1, shall not be deemed to be filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or otherwise
subject to the liabilities of that Section, nor shall such information be deemed incorporated by
reference into any filing made by the Company under the Securities Act of 1933, as amended, or the
Exchange Act.
Item 7.01. Regulation FD Disclosure.
The disclosure contained in Item 2.02 is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
The following Exhibit 99.1 is being furnished herewith to this Current Report on Form 8-K:
Exhibit No. | Description | |
99.1
|
Press Release dated November 4, 2009 of the Company |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Triangle Capital Corporation |
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Dated: November 4, 2009 | By: | /s/ Steven C. Lilly | ||
Steven C. Lilly | ||||
Chief Financial Officer |
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