8-K: Current report filing
Published on December 15, 2010
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 15, 2010 (December 14, 2010)
Triangle Capital Corporation
(Exact name of registrant as specified in its charter)
| Maryland | 001-33130 | 06-1798488 | ||
| (State or other jurisdiction | (Commission | (IRS Employer | ||
| of incorporation) | File Number) | Identification No.) |
| 3700 Glenwood Avenue, Suite 530, Raleigh, North Carolina | 27612 | |
| (Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (919) 719-4770
Not Applicable
(Former name or former address, if changed since last report.)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2 below):
o Written Communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On December 14, 2010, Triangle Capital Corporation (the Company) notified the Nasdaq Global
Select Market (NASDAQ) of its intention to voluntarily cease trading on NASDAQ and to transfer
its listing of common stock to the New York Stock Exchange (NYSE) effective December 29, 2010.
The Companys Board of Directors has approved the transfer of the listing for the Companys common
stock from NASDAQ to the NYSE.
Item 8.01. Other Events.
On December 14, 2010, the Company issued a press release. A copy of such press release is
attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information disclosed under Item 8.01, including Exhibit 99.1 hereto, shall not be deemed
filed for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed
incorporated by reference into any filing made under the Securities Act of 1933, except as
expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
The following Exhibit 99.1 is being furnished herewith to this Current Report on Form 8-K:
| Exhibit No. | Description | |
99.1
|
Press Release dated December 14, 2010 of the Company |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Triangle Capital Corporation |
||||
| Date: December 15, 2010 | By: | /s/ Steven C. Lilly | ||
| Steven C. Lilly | ||||
| Chief Financial Officer | ||||
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EXHIBIT INDEX
| Exhibit No. | Description | |
99.1
|
Press Release dated December 14, 2010 of the Company |