8-A12B/A: Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
Published on February 14, 2007
Table of Contents
FORM
8-A/A
(Amendment No. 1)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
TRIANGLE CAPITAL CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
| Maryland | 06-1798488 | |
| (State of incorporation or organization) | (I.R.S. Employer | |
| Identification No.) | ||
| 3600 Glenwood Avenue, Suite 104 Raleigh, NC | 27612 | |
| (Address of Principal Executive Offices) | (Zip Code) | |
Securities to be registered pursuant to Section 12(b) of the Act:
| Title of each class to be so registered |
Name of each exchange on
which each class is to be registered |
|
| Common Stock, par value $.001 per share | The NASDAQ Stock Market LLC | |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and
is effective pursuant to General Instruction A.(c), please check the
following box. ý
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is
effective pursuant to General Instruction A.(d), please check the
following box. ¨
Securities
Act registration statement file number to which this form relates:
333-138418
(If applicable)
Securities
to be registered pursuant to Section 12(g) of the Act: None
TABLE OF CONTENTS
| Item 1. Description of Registrants Securities to be Registered | ||||||||
| Item 2. Exhibits | ||||||||
| SIGNATURES | ||||||||
| INDEX TO EXHIBITS | ||||||||
| Ex-99.(d) Form of Common Stock Certificate | ||||||||
Table of Contents
Item 1. Description of Registrants Securities to be Registered
The description of the Common Stock to be registered hereunder contained in the section
entitled Description of Capital Stock, in the Prospectus included in the
Registrants Form N-2 Registration Statement (File No
333138418), filed with the Securities
and Exchange Commission (the Commission) on November 3,
2006, as amended, is incorporated herein by
reference, and the description contained under such caption included in the form of final
prospectus subsequently filed by the Registrant pursuant to Rule 497 under the Securities Act of
1933, as amended, which form of final prospectus is also incorporated by reference herein.
Item 2. Exhibits
The
following exhibits are filed as part of this registration statement:
| Exhibit Number | Description | |
| (a)(1)* | Articles
of Incorporation of the Registrant(1) |
|
| (a)(2) | Articles
of Amendment to the Registrants Articles of Incorporation(2) |
|
| (a)(3) | Form
of Articles
of Amendment and Restatement of the Registrant(2) |
|
| (b) | Amended
and Restated Bylaws of the Registrant(2) |
|
| (d) | Form
of Common Stock Certificate |
|
| (e) | Form
of Dividend Reinvestment Plan(2) |
*
Previously Filed
(1) Incorporated by reference to the exhibit of the same number filed with the Registration
Statement on Form N-2 (Reg. No 333-138418)
filed on November 3, 2006.
filed on November 3, 2006.
(2)
Incorporated by reference to the exhibit of the same number filed
with the Pre-Effective Amendment No. 1 of the Registration
Statement on Form N-2 (Reg. No 333-138418) filed on December 29, 2006.
Statement on Form N-2 (Reg. No 333-138418) filed on December 29, 2006.
Table of Contents
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the
Registrant has duly caused this Registration Statement to be signed on its behalf by the
undersigned, thereto duly authorized.
DATED:
February 14, 2007
|
TRIANGLE CAPITAL CORPORATION |
||||
| /s/ Garland S. Tucker, III | ||||
| By: Garland S. Tucker, III | ||||
| President, Chief Executive Officer & Chairman of the Board of Directors | ||||
Table of Contents
INDEX TO EXHIBITS
| Exhibit Number | Description | |
| (a)(1)* | Articles
of Incorporation of the Registrant(1) |
|
| (a)(2) | Articles
of Amendment to the Registrants Articles of Incorporation(2) |
|
| (a)(3) | Form
of Articles
of Amendment and Restatement of the Registrant(2) |
|
| (b) | Amended
and Restated Bylaws of the Registrant(2) |
|
| (d) | Form
of Common Stock Certificate |
|
| (e) | Form
of Dividend Reinvestment Plan(2) |
*
Previously Filed
(1) Incorporated by reference to the exhibit of the same number filed with the Registration
Statement on Form N-2 (Reg. No 333-138418)
filed on November 3, 2006.
filed on November 3, 2006.
(2)
Incorporated by reference to the exhibit of the same number filed
with the Pre-Effective Amendment No. 1 of the Registration
Statement on Form N-2 (Reg. No 333-138418) filed on December 29, 2006.
Statement on Form N-2 (Reg. No 333-138418) filed on December 29, 2006.