N-2MEF: A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
Published on February 15, 2007
As filed with the Securities and Exchange Commission on February 15, 2007
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-2
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
UNDER
THE SECURITIES ACT OF 1933
Pre-Effective Amendment No.
Post-Effective Amendment No.
Post-Effective Amendment No.
Triangle Capital Corporation
(Exact name of registrant as specified in charter)
FORM N-5
REGISTRATION STATEMENT OF SMALL BUSINESS
INVESTMENT COMPANY
REGISTRATION STATEMENT OF SMALL BUSINESS
INVESTMENT COMPANY
UNDER
THE SECURITIES ACT OF 1933
AND
THE INVESTMENT COMPANY ACT OF 1940
THE SECURITIES ACT OF 1933
AND
THE INVESTMENT COMPANY ACT OF 1940
Triangle Mezzanine Fund LLLP
(Exact Name of Registrant as Specified in Charter)
3600 Glenwood Avenue, Suite 104
Raleigh, NC 27612
(919) 719-4770
(Address and telephone number,
including area code, of principal executive offices)
Raleigh, NC 27612
(919) 719-4770
(Address and telephone number,
including area code, of principal executive offices)
Garland S. Tucker III
President and Chief Executive Officer
3600 Glenwood Avenue, Suite 104
Raleigh, NC 27612
(Name and address of agent for service)
President and Chief Executive Officer
3600 Glenwood Avenue, Suite 104
Raleigh, NC 27612
(Name and address of agent for service)
COPIES TO:
John A. Good, Esq. | Robert H. Rosenblum, Esq. | |
Bass, Berry & Sims PLC | Kirkpatrick & Lockhart Preston Gates Ellis LLP | |
100 Peabody Place, Suite 900 | 1601 K Street NW | |
Memphis, Tennessee 38103-3672 | Washington, D.C. 20006 | |
Tel: (901) 543-5901 | Tel: (202) 778-9464 | |
Fax: (888) 543-4644 | Fax: (202) 778-9100 |
Approximate date of proposed public offering: As soon as practicable after the effective date
of the Registration Statement.
If any securities being registered on this form will be offered on a delayed or continuous
basis in reliance on Rule 415 under the Securities Act of 1933, other than securities offered in
connection with a dividend reinvestment plan, check the following box. o
þ This form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act and the Securities Act registration statement number of the earlier
effective registration statement for the same offering is 333-138418.
CALCULATION OF REGISTRATION FEE
Proposed Maximum | Proposed Maximum | |||||||||||||||||||||
Amount to Be | Offering Price per | Aggregate Offering | Amount of | |||||||||||||||||||
Title of Securities Being Registered | Registered | Share | Price | Registration Fee | ||||||||||||||||||
Common Stock, $0.001 par value
per share of Triangle Capital
Corporation (1)
|
805,000 | (3) | $ | 15.00 | (4) | $ | 12,075,000 | (4) | $ | 1,292.03 | ||||||||||||
Partnership interests of
Triangle Mezzanine Fund LLLP
(2) |
||||||||||||||||||||||
(1) | 4,025,000 shares were registered under SEC File No. 333-138418, and a filing fee of $6,152.50 was previously paid with the earlier registration statement. | |
(2) | Pursuant to Rule 140 under the Securities Act of 1933, Triangle Capital Corporation is deemed to be an issuer of the partnership interests for consideration equal to the proposed maximum aggregate offering price of its common stock sold in this offering. No additional offering price will result from such deemed issuance; accordingly no additional registration fee is owed on account of this deemed offering. | |
(3) | Includes 105,000 shares subject to sale pursuant to the underwriters over-allotment option. | |
(4) | Estimated solely for the purpose of calculating the amount of the registration fee. |
EXPLANATORY NOTE
This registration statement is filed pursuant to Rule 462(b) under the Securities Act of 1933,
as amended, and relates to the initial public offering of common stock of Triangle Capital
Corporation, a Maryland corporation, contemplated by a Registration Statement on Form N-2,
Securities and Exchange Commission File No. 333-138418 (the Prior Registration Statement), and is
filed solely to increase the number of shares to be offered in such offering by 700,000 shares plus
up to 105,000 additional shares that may be sold pursuant to the underwriters over-allotment
option. The contents of the Prior Registration Statement, including the amendments thereto, are
hereby incorporated into this Registration Statement on Form N-2 by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and/or the Investment
Company Act of 1940, the Registrant has duly caused this registration statement on Form N-2
to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of
Raleigh, State of North Carolina, on February 15, 2007.
TRIANGLE CAPITAL CORPORATION |
||||
By: | /s/ Garland S. Tucker, III | |||
Garland S. Tucker, III | ||||
President, Chief Executive Officer & Chairman of the Board of Directors | ||||
Pursuant to the requirements of the Securities Act of 1933, this Registration
Statement on Form N-2 has been signed below by the following persons in the capacities and
on the dates indicated:
Signature | Title | Date | ||
/s/ Garland S. Tucker, III
|
President, Chief Executive Officer and Chairman of the Board (Principal Executive Officer) | February 15, 2007 | ||
*
|
Chief Financial Officer, Treasurer, Secretary and Director (Principal Financial Officer and Principal Accounting Officer) | February 15, 2007 | ||
*
|
Chief Investment Officer and Director | February 15, 2007 | ||
*
|
Director | February 15, 2007 | ||
*
|
Director | February 15, 2007 |
Signature | Title | Date | ||
*
|
Director | February 15, 2007 | ||
*
|
Director | February 15, 2007 | ||
*
|
Director | February 15, 2007 |
*By:
|
/s/ Garland S. Tucker, III | |||
Garland S. Tucker, III, Attorney-in-Fact |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and/or the Investment
Company Act of 1940, the Registrant has duly caused this registration statement on Form N-5
to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of
Raleigh, and the State of North Carolina, on February 15, 2007.
TRIANGLE MEZZANINE FUND LLLP | ||||
By: | TRIANGLE MEZZANINE LLC, its General Partner | |||
By: | /s/ Garland S. Tucker, III | |||
Name: Garland S. Tucker, III | ||||
Title: Manager |
Pursuant to the requirements of the Securities Act of 1933, this registration
statement on Form N-5 has been signed by the following persons in the capacities and on the
dates indicated.
Signature | Title | Date | ||
/s/ Garland S. Tucker, III
|
Manager (Principal Executive Officer) of the General Partner | February 15, 2007 | ||
/s/ Steven C. Lilly
|
Manager (Principal Financial Officer and Principal Accounting Officer) of the General Partner | February 15, 2007 |
All exhibits filed with or incorporated by reference in Registration Statement No. 333-138418,
as amended, are incorporated by reference into, and shall be deemed a part of, this Registration
Statement, except for the following which are filed herewith.
EXHIBIT LIST
Exhibit | ||
Number | Description | |
l
|
Opinion of Venable LLP. | |
n.1
|
Consent of independent registered public accounting firm. | |
n.2
|
Consent of Venable LLP (included in Exhibit l). |